Annual Complaince Audit - SKW Stock Market Investement Adviser in India

Annual Compliance Audit

“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Sr No.	Financial Year	Compliance Audit Status	Remark, If any
1	Financial Year 2020-2021	Conducted	NA
2	Financial Year 2021-2022	Conducted	NA
3	Finacial Year 2022-2023	Conducted	NA

2020-21 Compliance audit is conducted and there is no remarks
2021-22 Compliance audit is conducted and there is no remarks
2022-23 Compliance audit is under process

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Seyon Kiriyadoss

I am writing this email to give you a feedback about your service.I should admit that your calls are excellent. So for I am on the profit side.The communication from Ms. Pavithra is professional, prompt and clear. She makes sure that I entered the right option position and mostly waits in the line until i complete the trade. I would definitely refer your service to anybody who is looking for trading tips. However, I have recently signed a contract to work from home which takes most of my day time. Let me see how it goes from here.

DINESH RAMALINGAM

SKW service good, SKW the service provided is good and if we ask for any help, they immediately ask us what we need and complete it

ANANDKUMAR

It is a good experience with the support from the SKW. I have been guided in trading for a month of period. Calls provided to me as my convenience as per my capital in my de mat. On the very first conversation with SKW team if i get clear explanation about the plans and procedures i might be prepared for maintaining good capital and to make payment for skw plan without any delay. Now i would like it continue for long term and iam working to build good capital as well as sort the issue in future payment.

Ilayaraja

I am very happy to your FNO call service... Really good care and guidance i received from Anitha mam and Dhinesh sir... I want to travel with Skw investment in long period. This guidance and caring is help to develop my portfolio very well. Thanks

Arun

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Disclaimer

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Registered Name : Sumit Kumar Waghmare

Type of registration : Individual Investment Adviser

SEBI Registration No : INA200013099

Validity : April 23, 2019 to April 23, 2024

Principal officer : Sumit Kumar Waghmare

Contact Number : 8550000890

Email-ID : info@skwinvestmentadviser.com

Correspondence Address

Classic Areana #1549/2662 Aecs Lyt A Block Near Hdfc Bank Hosur Road Near Hdfc Bank Singasandra Village Bengaluru 560068 Karnataka India

BSE ASL Certificate No.: BASL1236

SEBI Local Office (Bengaluru)

2nd Floor, Jeevan Mangal Building, No.4, Residency Road, Bengaluru, Karnataka – 560025

(SKW INVESTMENT ADVISER)

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